| 23-01148 | 12/08/2023 | Claimant(s): Claude Pizio, Patrick Deveraux, Robert Bozzi, Todd Rathe
Claimant Lawyers(s): Brandon Dei
Respondent(s): Alexander Simpson, Derrick Walsh, Gary Wiedman, Kathy Faucher, Shawn Kinsella, Axos Clearing LLC
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Fred W. Miller
Hearing Site: Philadelphia, PA
|  | $0 |
| 21-02504 | 04/18/2023 | Claimant(s): George Shadie
Claimant Lawyers(s): George R. Shadie
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Christopher J. Murdoch
Arbitrator(s): Fred W. Miller, Emily Kay Declercq, Cynthia Weiss
Hearing Site: Philadelphia, PA
| | |
| 22-00176 | 02/17/2023 | Claimant(s): Douglas Kobak
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Citigroup Global Markets., Coastal Equities.
Respondent Lawyers(s): Adam Kauff, Francis J. Skinner
Arbitrator(s): Fred W. Miller, Buzz Adelman, Kathleen Jones Spilker
Hearing Site: Philadelphia, PA
| | |
| 20-03674 | 09/22/2022 | Claimant(s): Richard Dawalt
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Joseph Stone Capital L.L.C.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Rafael A. Porrata-Doria, Fred W. Miller, Stephen J. Scherf
Hearing Site: Philadelphia, PA
| | $75,000 |
| 22-00457 | 09/07/2022 | Claimant(s): Alfred Macli
Claimant Lawyers(s): Robert Loventhal
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Fred W. Miller
Hearing Site: Philadelphia, PA
| | $0 |
| 10-01452 | 11/15/2011 | Claimant(s): Erica Michaliga
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Citigroup Global Markets., Mary Mcevoy-Dockeray
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Jim Geiger, Elizabeth A. McKinney, Fred W. Miller
Hearing Site: Philadelphia, PA
| | $0 |
| 09-03310 | 05/06/2010 | Claimant(s): Frank Kulbacki
Claimant Lawyers(s): John Kachmarsky
Respondent(s): Citigroup Global Markets., Legg Mason Wood Walker, Robert Phillips
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Fred W. Miller, George F. Adams, Kenneth Joseph Beahan
Hearing Site: Philadelphia, PA
| | $0 |
| 08-00145 | 10/29/2008 | Claimant(s): PNC Investments Inc.
Claimant Lawyers(s): Elizabeth M. Hill
Respondent(s): Andrea Sawchuk
Respondent Lawyers(s): Brian K. Wiley
Arbitrator(s): Alan M. Schankel, Carol H. Gold, Fred W. Miller
Hearing Site: Philadelphia, PA
| | |
