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FINRA Awards for George F. Adams

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0546612/14/2015Claimant(s): Michael Chrys
Claimant Lawyers(s): Matthew J. McDonald
Respondent(s): Anthony Dinallo, Wachovia Securities, Wells Fargo Advisors
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): George F. Adams, Kenneth Dymond, John Carl Cirincion
Hearing Site: Albany, NY
13-0233010/21/2014Claimant(s): George Adams
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): Jamie Flack, William Flack
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
Expungement
13-0230009/30/2014Claimant(s): Donna Sabb, George Adams
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): Virginia Smith, Virginia M. Smith Irrevocable Trust
Respondent Lawyers(s): Pierson Backes
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
Expungement
09-0669208/14/2013Claimant(s): Estate of Frederick J. Eickhoff
Claimant Lawyers(s): Harvey C. Shapiro
Respondent(s): Edward Jones
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Peter A. Goldman, Lewis M. Smith, George F. Adams
Hearing Site: Albany, NY
Checkmark Icon$0
09-0331005/06/2010Claimant(s): Frank Kulbacki
Claimant Lawyers(s): John Kachmarsky
Respondent(s): Citigroup Global Markets., Legg Mason Wood Walker, Robert Phillips
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Fred W. Miller, George F. Adams, Kenneth Joseph Beahan
Hearing Site: Philadelphia, PA
Checkmark Icon$0
08-0095011/14/2008Claimant(s): Michael OKeefe
Claimant Lawyers(s): Christopher G. Massey
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Lipton
Arbitrator(s): Felix A. Meschini, Catherine Stewart, George F. Adams
Hearing Site: Philadelphia, PA
Expungement

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