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FINRA Awards for William Flack

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0233010/21/2014Claimant(s): George Adams
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): Jamie Flack, William Flack
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
Expungement
12-0325307/17/2013Claimant(s): Jaimie Flack, William Flack
Claimant Lawyers(s): Jaimie G. Flack
Respondent(s): Morgan Stanley, Robert Ennis, Sheryl Zuckerman
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Robert A. Sauerberg
Hearing Site: Ft. Lauderdale, FL
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