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FINRA Awards for Vincent Imbesi

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0233010/21/2014Claimant(s): George Adams
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): Jamie Flack, William Flack
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
Expungement
13-0230009/30/2014Claimant(s): Donna Sabb, George Adams
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): Virginia Smith, Virginia M. Smith Irrevocable Trust
Respondent Lawyers(s): Pierson Backes
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
Expungement
10-0524706/02/2014Claimant(s): Thomas Campbell
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): J.W. Cole Financial.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Robert J. Scafuri, Stuart Sinai, Mauricio Kohn
Hearing Site: Detroit, MI
10-0037812/14/2012Claimant(s): Thomas Campbell
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): Sigma Financial Corporation
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Timothy J. Currier, Mark Scarr, James George Timpa
Hearing Site: Detroit, MI
11-0087507/27/2012Claimant(s): Claudia Hurtado
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Saverio J. Cina, Linda R. Alpert, Arnold Wagner
Hearing Site: New York, NY

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