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FINRA Awards for Mauricio Kohn

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0316705/12/2022Claimant(s): Estate Judith Pauley/Karen Drozdowski PR
Claimant Lawyers(s): Edward Nahhat
Respondent(s): Edward Jones, John Downey, Roger Loridon
Respondent Lawyers(s): Roger Loridon, Todd A. Holleman
Arbitrator(s): Mauricio Kohn, Gerald W. Hepp, Sandra Franklin
Hearing Site: Detroit, MI
Checkmark IconExpungement
19-0152310/22/2021Claimant(s): Marjorie Lebenbom
Claimant Lawyers(s): Daniel W. Weininger
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jordan D. Weinreich
Arbitrator(s): Mauricio Kohn, Peter A. Cartwright, Michael John Falvo
Hearing Site: Detroit, MI
Checkmark Icon$0
18-0244512/19/2019Claimant(s): Robert Yanik, August & Helen Revocable Living Trust
Claimant Lawyers(s): Jason T. Albin
Respondent(s): LPL Financial LLC, Bradley Fischer
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Mauricio Kohn, Patrick R. Sughroue, Tracy L. Allen
Hearing Site: Detroit, MI
Checkmark Icon$0
14-0170003/28/2019Claimant(s): Scott Foster
Claimant Lawyers(s): Scott Foster
Respondent(s): Tina Gelmisi, Hantz Financial Services.
Respondent Lawyers(s): David J. Shea
Arbitrator(s): Mauricio Kohn, William Joseph Caprathe, John Wendell Allen
Hearing Site: Detroit, MI
Checkmark Icon$0
14-0007709/16/2015Claimant(s): Howard Skovlund, Sole Member of Gemini 442 W 36th St 26 L, Howard M. Skovlund Living Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Suzanne H Slick, Mauricio Kohn, Lee Hornberger
Hearing Site: Detroit, MI
Checkmark IconExpungement
10-0524706/02/2014Claimant(s): Thomas Campbell
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): J.W. Cole Financial.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Robert J. Scafuri, Stuart Sinai, Mauricio Kohn
Hearing Site: Detroit, MI
07-0146902/24/2009Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Christopher Theut
Respondent Lawyers(s): Jack J. Mazzara
Arbitrator(s): Mauricio Kohn, Patrick R. Sughroue, Eric S. Richards
Hearing Site: Detroit, MI

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