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FINRA Awards for Eric S. Richards

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0072803/22/2010Claimant(s): Dale Z. Jablonski, Indiv & as TTEE of, Dale and Mary L. Jablonski , Indiv and
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Michael Czerny
Respondent Lawyers(s): Michael Kipland Czerny
Arbitrator(s): Robert J. Scafuri, Eric S. Richards, Barbara A. Johannessen
Hearing Site: Detroit, MI
Checkmark Icon$150,000
07-0146902/24/2009Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Christopher Theut
Respondent Lawyers(s): Jack J. Mazzara
Arbitrator(s): Mauricio Kohn, Patrick R. Sughroue, Eric S. Richards
Hearing Site: Detroit, MI
07-0169404/25/2008Claimant(s): Citizens Bank, IFMG Securities., IFS Agencies.
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Myra Roenicke
Respondent Lawyers(s): Sheetal Parikh
Arbitrator(s): Robert J. Scafuri, Eric S. Richards, Michael D. Patterson
Hearing Site: Detroit, MI

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