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FINRA Awards for Sheetal Parikh

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0157012/10/2014Claimant(s): Morgan Stanley
Claimant Lawyers(s): Sheetal Parikh
Respondent(s): Brendan Frank
Respondent Lawyers(s): Brendan Perry Frank
Arbitrator(s): Peter J. Dale
Hearing Site: Boston, MA
12-0011703/21/2013Claimant(s): Christin Pond Farr, Executrix under Will
Claimant Lawyers(s): Christin P. Farr
Respondent(s): Jan Mueller
Respondent Lawyers(s): Sheetal Parikh
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Philadelphia, PA
Checkmark Icon$163
12-0080610/11/2012Claimant(s): Ronald Reid
Claimant Lawyers(s): Ronald M. Reid
Respondent(s): Joseph Gilbert, Morgan Stanley
Respondent Lawyers(s): Sheetal Parikh
Arbitrator(s): Charles Orlove
Hearing Site: Chicago, IL
Checkmark Icon$0
11-0063404/16/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Sheetal Parikh
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Fredric R. Dichter
Hearing Site: Milwaukee, WI
09-0019612/23/2009Claimant(s): Steven Sorensen
Claimant Lawyers(s): Richard P. Jeffries
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sheetal Parikh
Arbitrator(s): Gerald J. Stratman, Bruce Keplinger, Lawrence P. McLellan
Hearing Site: Omaha, NE
07-0169404/25/2008Claimant(s): Citizens Bank, IFMG Securities., IFS Agencies.
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Myra Roenicke
Respondent Lawyers(s): Sheetal Parikh
Arbitrator(s): Robert J. Scafuri, Eric S. Richards, Michael D. Patterson
Hearing Site: Detroit, MI

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