| 13-00048 | 12/26/2014 | Claimant(s): Carolyn Eachus, Warren Eachus
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Jill Leeds-Rivera, Kathleen K. Murphy, Paul Ribner
Hearing Site: Philadelphia, PA
|  | Expungement |
| 11-03778 | 08/01/2013 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Jeremy Hare
Respondent Lawyers(s): Jeremy David Hare
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Philadelphia, PA
| | |
| 12-00117 | 03/21/2013 | Claimant(s): Christin Pond Farr, Executrix under Will
Claimant Lawyers(s): Christin P. Farr
Respondent(s): Jan Mueller
Respondent Lawyers(s): Sheetal Parikh
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Philadelphia, PA
| | $163 |
| 11-04410 | 11/20/2012 | Claimant(s): Chris Stovic
Claimant Lawyers(s): Chris Stovic
Respondent(s): Christopher Gent, Christopher O'Meara, Henry Kaufman, John Akers, John Macomber, Marsha Evans, Michael Anslie, Richard Fuld, Roger Berlind, Roland Hernandez, Thomas Cruikshank
Respondent Lawyers(s): Joshua Klein, Kathleen N. Massey, Todd S. Fishman
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Pittsburgh, PA
| | $325 |
| 11-01510 | 02/17/2012 | Claimant(s): Diana Calderaio, John Calderaio, Paul Calderaio
Claimant Lawyers(s): John A. Calderaio
Respondent(s): Wells Fargo Advisors, Robert Misener
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Philadelphia, PA
| | $225 |
| 10-00749 | 08/04/2011 | Claimant(s): Aaron Berkowitz
Claimant Lawyers(s): Adam Green
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Philadelphia, PA
| | Expungement |
| 10-00061 | 08/27/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Christopher C. Young
Respondent(s): James Tatlow
Respondent Lawyers(s): William J. Galbally
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Philadelphia, PA
| | |
| 09-07167 | 08/05/2010 | Claimant(s): Sadasiva Seshagiri Rao Rayavarapu
Claimant Lawyers(s): Scudder G Stevens
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Wilmington, DE
| | $213 |
| 06-00091 | 02/11/2008 | Claimant(s): Barbara Delashmitt
Claimant Lawyers(s): David C. Harrison
Respondent(s): Barry MacNeal, David Lamb, BestVest Investment Brokerage Services, MacNeal Associates
Respondent Lawyers(s): Nicholas J. Guiliano
Arbitrator(s): Vincent P. Sarnatora, Kathleen K. Murphy, Robert T. Kelly
Hearing Site: Philadelphia, PA
| | $0 |
| 05-01363 | 01/30/2008 | Claimant(s): Donna Bell, Harry Culbreath, Ben Miller Irrevocable Trust
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Foresters Equity Services.
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Kathleen K. Murphy, Joel D. Feldman, Catherine S. Kopley
Hearing Site: Philadelphia, PA
| | $0 |
