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FINRA Awards for Paul Ribner

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0004812/26/2014Claimant(s): Carolyn Eachus, Warren Eachus
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Jill Leeds-Rivera, Kathleen K. Murphy, Paul Ribner
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
10-0470301/28/2014Claimant(s): Jane Katzen
Claimant Lawyers(s): Alan Gilmore
Respondent(s): Frank Faverzani, Ameriprise Financial Services.
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): E. William Pastor, Glenn J. Hansen, Paul Ribner
Hearing Site: Philadelphia, PA
Checkmark Icon$375
12-0287901/15/2014Claimant(s): Arlene Brooke
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Amanda C. Hawley
Arbitrator(s): Paul Ribner
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
11-0302512/06/2013Claimant(s): James W. Umstead & Betty L. Umstead
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Nations Financial Group.
Respondent Lawyers(s): William T. McCartan
Arbitrator(s): Rafael A. Porrata-Doria, Margaret Mary Crumley, Paul Ribner
Hearing Site: Philadelphia, PA
Checkmark Icon$230,124
12-0153109/23/2013Claimant(s): Meryl Kauff, Philip Kauff
Claimant Lawyers(s): Alan L. Frank
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Felix A. Meschini, Paul Ribner, Peter A. Scarpato
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
10-0085904/07/2011Claimant(s): Andrew Gay
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Bestvest Investments, Ltd.
Respondent Lawyers(s): Nicholas J. Guiliano
Arbitrator(s): Paul Ribner, Donald S. Bauman, John Herbert Grefe
Hearing Site: Philadelphia, PA
Checkmark Icon$0
09-0697110/26/2010Claimant(s): Vanguard Marketing Corporation
Claimant Lawyers(s): Jennifer F. Hinderliter
Respondent(s): Robert S. and Gloria A. Hamburger
Respondent Lawyers(s): Wendy DeBord
Arbitrator(s): Paul Ribner
Hearing Site: Philadelphia, PA
Checkmark Icon$0

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