| 11-03025 | 12/06/2013 | Claimant(s): James W. Umstead & Betty L. Umstead
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Nations Financial Group.
Respondent Lawyers(s): William T. McCartan
Arbitrator(s): Rafael A. Porrata-Doria, Margaret Mary Crumley, Paul Ribner
Hearing Site: Philadelphia, PA
|  | $230,124 |
| 13-00055 | 09/04/2013 | Claimant(s): Thomas Howes
Claimant Lawyers(s): Thomas W. Howes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Margaret Mary Crumley, Lynn Carole Bellamy, John David Morgan
Hearing Site: Baltimore, MD
| | Expungement |
| 12-00701 | 02/15/2013 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clark
Respondent(s): Fred Bergdoll
Respondent Lawyers(s): Joseph C. Korsak
Arbitrator(s): Margaret Mary Crumley, Anthony V. La Manna, Robert Alan Mayer
Hearing Site: Philadelphia, PA
| | |
| 12-00186 | 10/18/2012 | Claimant(s): James Rice
Claimant Lawyers(s): James Arthur Rice
Respondent(s): Christopher Kau
Respondent Lawyers(s): Christopher George Kau
Arbitrator(s): Margaret Mary Crumley
Hearing Site: Philadelphia, PA
| | |
| 10-01923 | 12/14/2011 | Claimant(s): Karen Kramer, Richard Kramer IRA
Claimant Lawyers(s): Joel D. Feldman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John L. Castelly
Arbitrator(s): Guillermo L. Bosch, Margaret Mary Crumley, L. Martin Miller
Hearing Site: Philadelphia, PA
| | Expungement |
| 10-02151 | 10/27/2011 | Claimant(s): Bernard Millis
Claimant Lawyers(s): Bernard Millis
Respondent(s): Frederick Wagner, Morgan Stanley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Margaret Mary Crumley, James Fruehling, Robert C. Scanlan
Hearing Site: Philadelphia, PA
| | $0 |
| 10-02412 | 07/13/2011 | Claimant(s): Alburnie Wright
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Bart Kaplow, Bobby Myerson
Respondent Lawyers(s): Bobby Fredrick Myerson, Jane M. Shields
Arbitrator(s): Margaret Mary Crumley, Robert W. Ratti, Edward F. Koren
Hearing Site: Philadelphia, PA
| | $300 |
