| 13-00055 | 09/04/2013 | Claimant(s): Thomas Howes
Claimant Lawyers(s): Thomas W. Howes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Margaret Mary Crumley, Lynn Carole Bellamy, John David Morgan
Hearing Site: Baltimore, MD
| | Expungement |
| 12-00242 | 05/13/2013 | Claimant(s): Linda Hall, Robert Hall
Claimant Lawyers(s): Linda A Hall, Robert D. Hall
Respondent(s): Gary Klem, Morgan Stanley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Peter A. Scarpato
Hearing Site: Philadelphia, PA
|  | $0 |
| 11-00157 | 10/26/2012 | Claimant(s): Edward Duffie, Eleanor Duffie, Edward R. & Eleanor N. Duffie Irr Trust
Claimant Lawyers(s): Robert R. Sparks
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Karla Y. Vogel, Arthur P. Barry, Patricia Ann Hone
Hearing Site: Atlanta, GA
| | $0 |
| 11-00258 | 07/17/2012 | Claimant(s): Helena Stuart, John Stuart
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley, Robert Fomon
Respondent Lawyers(s): Kenneth E. Meister, Susan Poder MacFarlane
Arbitrator(s): Diane Getzler, Orestes J. Mihaly, Julian F. Santos
Hearing Site: New York, NY
| | $0 |
| 10-02867 | 01/04/2012 | Claimant(s): Nino Calabrese
Claimant Lawyers(s): H. Robert Boney
Respondent(s): Morgan Stanley & Co., Thomas Hurley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Paul J. Greco
Hearing Site: Philadelphia, PA
| | $0 |
| 10-02151 | 10/27/2011 | Claimant(s): Bernard Millis
Claimant Lawyers(s): Bernard Millis
Respondent(s): Frederick Wagner, Morgan Stanley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Margaret Mary Crumley, James Fruehling, Robert C. Scanlan
Hearing Site: Philadelphia, PA
| | $0 |
| 10-03122 | 05/13/2011 | Claimant(s): Michael D. Fulda, Michael Fulda & Rivka Fulda Ten Ent
Claimant Lawyers(s): Michael D. Fulda
Respondent(s): Avi Greenlinger, Avigail Rosemore, Morgan Stanley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): N. Clark Moran, Richard E. Lauziere, John H Adair
Hearing Site: Baltimore, MD
| | $0 |
| 10-04908 | 05/04/2011 | Claimant(s): Stamford Niou
Claimant Lawyers(s): Susan Poder MacFarlane
Respondent(s): Howard Hardin, Laurie Hardin
Respondent Lawyers(s): Mark J. Krudys
Arbitrator(s): Christopher M. McMurray
Hearing Site: Richmond, VA
| | Expungement |
| 10-01290 | 03/02/2011 | Claimant(s): Vincent Cipollaro
Claimant Lawyers(s): Michael M. Steinmetz
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Alfred H. Kingon, Paul S. Biederman, Arthur M. Schoenberger
Hearing Site: New York, NY
| | $0 |
| 08-04451 | 10/14/2009 | Claimant(s): Phyllis Andriani, PhylissAndriani TTEE Non-Marital Trusts, TTEE of the Martial Tr
Claimant Lawyers(s): Jacob Zamansky
Respondent(s): Wachovia Securities, Morgan Stanley & Co.
Respondent Lawyers(s): Alan S. Rafterman, Susan Poder MacFarlane
Arbitrator(s): James M. Baumann, Keely D. Parr, George E. Berkeley
Hearing Site: New York, NY
| | $0 |
