Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-00058 | 03/18/2013 | Claimant(s): Joseph Westerland Claimant Lawyers(s): Benjamin Lapin Respondent(s): Christopher Bond, National Securities Corporation Respondent Lawyers(s): Timothy Feil Arbitrator(s): Paul J. Greco Hearing Site: Wilmington, DE |  | Expungement |
| 12-01726 | 03/05/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Archie Capinguian Respondent(s): Charles Oakes Respondent Lawyers(s): Kent H. Patterson Arbitrator(s): Paul J. Greco Hearing Site: Philadelphia, PA | ||
| 12-01739 | 10/16/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Archie Capinguian Respondent(s): Lynn De Vasto Respondent Lawyers(s): Lynn Anne De Vasto Arbitrator(s): Paul J. Greco Hearing Site: Philadelphia, PA | ||
| 11-04103 | 03/06/2012 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Leo Kogan Respondent(s): William Bucci Respondent Lawyers(s): Robert M. Tobia Arbitrator(s): Paul J. Greco Hearing Site: Philadelphia, PA | ||
| 10-02867 | 01/04/2012 | Claimant(s): Nino Calabrese Claimant Lawyers(s): H. Robert Boney Respondent(s): Morgan Stanley & Co., Thomas Hurley Respondent Lawyers(s): Susan Poder MacFarlane Arbitrator(s): Paul J. Greco Hearing Site: Philadelphia, PA | | $0 |
| 10-01045 | 10/05/2010 | Claimant(s): Doris A. Minck Claimant Lawyers(s): Thomas E. Ciotti Respondent(s): RBC Capital Markets Corporation Respondent Lawyers(s): Patrick Howley Arbitrator(s): Paul J. Greco Hearing Site: Philadelphia, PA | | $213 |
| 08-04633 | 06/23/2009 | Claimant(s): Samir Lawrence Claimant Lawyers(s): Samir Lawrence Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Paul J. Greco Hearing Site: Philadelphia, PA | | $0 |
| 07-03201 | 06/10/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Barry Brinster Respondent Lawyers(s): Barry Brinster Arbitrator(s): Paul J. Greco Hearing Site: Philadelphia, PA | | $0 |