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FINRA Awards for Patrick Howley

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0304203/27/2017Claimant(s): Eric Stubbs
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities, RBC Capital Markets LLC
Respondent Lawyers(s): Eugene Small, Patrick Howley
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
10-0104510/05/2010Claimant(s): Doris A. Minck
Claimant Lawyers(s): Thomas E. Ciotti
Respondent(s): RBC Capital Markets Corporation
Respondent Lawyers(s): Patrick Howley
Arbitrator(s): Paul J. Greco
Hearing Site: Philadelphia, PA
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