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FINRA Awards for Peter A. Scarpato

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0304012/24/2013Claimant(s): Marcus Hernandez
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Jeffrey A. Sturgeon
Arbitrator(s): Peter A. Scarpato
Hearing Site: Philadelphia, PA
12-0024205/13/2013Claimant(s): Linda Hall, Robert Hall
Claimant Lawyers(s): Linda A Hall, Robert D. Hall
Respondent(s): Gary Klem, Morgan Stanley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Peter A. Scarpato
Hearing Site: Philadelphia, PA
Checkmark Icon$0
10-0360204/04/2012Claimant(s): Eiko Nernoff, John Nernoff
Claimant Lawyers(s): Steven R. Blair
Respondent(s): William Lex
Respondent Lawyers(s): Gilbert B. Abramson
Arbitrator(s): Daniel J. McCarthy, Peter A. Scarpato, Peter Edward Sheridan
Hearing Site: Philadelphia, PA
Checkmark Icon$0
09-0239709/02/2010Claimant(s): Joseph S. Chayka Rollover IRA
Claimant Lawyers(s): Ronald E. Miller
Respondent(s): Peter Higgins, Janney Montgomery Scott LLC
Respondent Lawyers(s): Jill B. Clarke
Arbitrator(s): Peter A. Scarpato
Hearing Site: Philadelphia, PA
Checkmark IconExpungement

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