Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02758 | 05/13/2014 | Claimant(s): Rockwell Securities LLC Claimant Lawyers(s): Daniel S. Sakol Respondent(s): Melvin Payne Respondent Lawyers(s): Melvin James Payne Arbitrator(s): Daniel J. McCarthy Hearing Site: New York, NY | ||
| 13-01653 | 03/13/2014 | Claimant(s): Gregory Grinberg Claimant Lawyers(s): Christine Lazaro Respondent(s): LPL Financial LLC, Louis Wolfson Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Daniel J. McCarthy Hearing Site: New York, NY |  | $0 |
| 13-02471 | 02/06/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Melissa A. Bevilacqua Respondent(s): Cynthia Parker Respondent Lawyers(s): Cynthia Lynne Parker Arbitrator(s): Daniel J. McCarthy Hearing Site: Philadelphia, PA | ||
| 13-00840 | 08/12/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Beverly Jo Slaughter Respondent(s): Richard Catanese Respondent Lawyers(s): Richard Catanese Arbitrator(s): Daniel J. McCarthy Hearing Site: Philadelphia, PA | ||
| 10-03602 | 04/04/2012 | Claimant(s): Eiko Nernoff, John Nernoff Claimant Lawyers(s): Steven R. Blair Respondent(s): William Lex Respondent Lawyers(s): Gilbert B. Abramson Arbitrator(s): Daniel J. McCarthy, Peter A. Scarpato, Peter Edward Sheridan Hearing Site: Philadelphia, PA | | $0 |
| 11-02556 | 12/30/2011 | Claimant(s): Jose Zardoya Claimant Lawyers(s): Jose Zardoya Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Sean B. Meehan Arbitrator(s): Daniel J. McCarthy Hearing Site: Newark, NJ | | $0 |