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FINRA Awards for Louis Wolfson

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0345004/17/2014Claimant(s): Louis Wolfson
Claimant Lawyers(s): Louis Wolfson
Respondent(s): Carmen Rodriguez Acevedo, Eduardo Pou Monagas, Marivelisse Diaz, Roberto Feria Cestero, Popular Securities., Santander Securities Corp.
Respondent Lawyers(s): A. Patricia Morales Christiansen, Alan M. Wolper
Arbitrator(s): Steven Gerard Goerke, Michael Lau, Fredrick T.W. Reed
Hearing Site: San Juan, PR
Checkmark Icon$0
13-0165303/13/2014Claimant(s): Gregory Grinberg
Claimant Lawyers(s): Christine Lazaro
Respondent(s): LPL Financial LLC, Louis Wolfson
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Daniel J. McCarthy
Hearing Site: New York, NY
Checkmark Icon$0

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