| 11-03450 | 04/17/2014 | Claimant(s): Louis Wolfson
Claimant Lawyers(s): Louis Wolfson
Respondent(s): Carmen Rodriguez Acevedo, Eduardo Pou Monagas, Marivelisse Diaz, Roberto Feria Cestero, Popular Securities., Santander Securities Corp.
Respondent Lawyers(s): A. Patricia Morales Christiansen, Alan M. Wolper
Arbitrator(s): Steven Gerard Goerke, Michael Lau, Fredrick T.W. Reed
Hearing Site: San Juan, PR
|  | $0 |
| 11-01216 | 11/28/2012 | Claimant(s): Danisha Rolle, Samari Rolle
Claimant Lawyers(s): Robert J. Neary
Respondent(s): Jeffrey Rubin, Pro Sports Financial.
Respondent Lawyers(s): A. Patricia Morales Christiansen
Arbitrator(s): Susanne J. Hollander, Mark J. McCarthy, Laura Anne Wheeler
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-02200 | 10/05/2011 | Claimant(s): Jeremy Harvey
Claimant Lawyers(s): Steven S. Biss
Respondent(s): Karen McKinley, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): A. Patricia Morales Christiansen
Arbitrator(s): Jonathan S. Alcaro, Jane C. Carney, William Stephen Mailander
Hearing Site: Richmond, VA
| | $0 |
| 09-05496 | 03/01/2011 | Claimant(s): IB Corp Investments and Business Group
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): A. Patricia Morales Christiansen
Arbitrator(s): Norman L. Weiss, Robert A. Fabricant, Todd M. Saunders
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 09-05976 | 01/25/2011 | Claimant(s): Teresa Garcia-Fernandez
Claimant Lawyers(s): Yuri J. Valenzuela
Respondent(s): Citigroup Global Markets., Raquel Gonzalez Font
Respondent Lawyers(s): A. Patricia Morales Christiansen
Arbitrator(s): Steven N. Ainbinder
Hearing Site: San Juan, PR
| | $0 |
