12-02562 | 10/23/2013 | Claimant(s): Michael Pistillo Claimant Lawyers(s): Timothy P. Kebbe Respondent(s): Keating Investment Management Respondent Lawyers(s): Timothy Feil Arbitrator(s): Linda M. Granata, Robert A. Fabricant, Alice J. Johnson Hearing Site: Boca Raton, FL
| | Expungement |
10-01428 | 09/07/2011 | Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): Andrea Perry Block Respondent(s): Edelmiro Hernandez, Jack Petersen, Tom Kalaris Respondent Lawyers(s): Andrea Perry Block, Douglas A. Kahle Arbitrator(s): Robert A. Fabricant, Cindy L. Anderson, Barry David Thorpe Hearing Site: Miami, FL
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09-05496 | 03/01/2011 | Claimant(s): IB Corp Investments and Business Group Claimant Lawyers(s): Curtis Carlson Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): A. Patricia Morales Christiansen Arbitrator(s): Norman L. Weiss, Robert A. Fabricant, Todd M. Saunders Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
08-03088 | 01/27/2010 | Claimant(s): National Securities Corporation Claimant Lawyers(s): Joshua A. Katz Respondent(s): Richard Darquea Respondent Lawyers(s): Richard Darquea Arbitrator(s): Michael A. Levin, Robert A. Fabricant, Arthur L. Tepper Hearing Site: Boca Raton, FL
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07-02021 | 10/18/2007 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Mark Evans Respondent Lawyers(s): Mark A. Evans Arbitrator(s): Robert A. Fabricant Hearing Site: Boca Raton, FL
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