FINRA Awards for Citigroup Global Markets Holdings

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
07-01744	03/13/2008	Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Rick Jensen Respondent Lawyers(s): William M. Van Camp Arbitrator(s): Steven A. Hurst, Barry Rabinowitz, Michael S. Kozlow Hearing Site: Boca Raton, FL
07-00449	01/11/2008	Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Ronald Powell Respondent Lawyers(s): Melissa Villarreal Garcia Arbitrator(s): William E. Barker Hearing Site: Dallas, TX
07-00451	01/10/2008	Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Peter Muer Respondent Lawyers(s): Peter M. Muer Arbitrator(s): Harvey Wayne Hearing Site: Boca Raton, FL
07-00450	11/16/2007	Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings Claimant Lawyers(s): W. Jerad Rissler Respondent(s): James Bell Respondent Lawyers(s): Walter Jefferson Arbitrator(s): Thomas A. Martin, Bertrand C. Moser, Joshua D. Wallach Hearing Site: Houston, TX
07-02021	10/18/2007	Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Mark Evans Respondent Lawyers(s): Mark A. Evans Arbitrator(s): Robert A. Fabricant Hearing Site: Boca Raton, FL
06-04542	08/22/2007	Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Jason Wands Respondent Lawyers(s): Jason A. Wands Arbitrator(s): William W. Marchant, Frank Samuel Perri, John E. Baynum Hearing Site: Raleigh, NC