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FINRA Awards for John E. Baynum

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0053006/04/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Brady J. Hermann
Respondent(s): Charles Griffin
Respondent Lawyers(s): Charles C. Griffin
Arbitrator(s): Michael Lloyd Weisel, Frank Samuel Perri, John E. Baynum
Hearing Site: Raleigh, NC
07-0209201/22/2008Claimant(s): Gary Fitzer
Claimant Lawyers(s): Gary A. Fitzer
Respondent(s): A. Burch, J. Corpal, J. Goode, L. Ermel, M. Kudlik, R. Gee, T. Snodgrass, W. Candler, ARI Financial Services., Burch & Company.
Respondent Lawyers(s): Christina Birgensmith, Tucker H. Byrd
Arbitrator(s): John H. Griffing, Patricia Ann Tracey, John E. Baynum
Hearing Site: Charlotte, NC
06-0454208/22/2007Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Jason Wands
Respondent Lawyers(s): Jason A. Wands
Arbitrator(s): William W. Marchant, Frank Samuel Perri, John E. Baynum
Hearing Site: Raleigh, NC

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