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FINRA Awards for Charles C. Griffin

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0053006/04/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Brady J. Hermann
Respondent(s): Charles Griffin
Respondent Lawyers(s): Charles C. Griffin
Arbitrator(s): Michael Lloyd Weisel, Frank Samuel Perri, John E. Baynum
Hearing Site: Raleigh, NC

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