| 10-00314 | 12/12/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Christopher Lane
Respondent Lawyers(s): Laura Noble
Arbitrator(s): Richard H. Potter, Michael J. Ahlstrom, Michael Lloyd Weisel
Hearing Site: Raleigh, NC
| | |
| 12-00287 | 06/28/2012 | Claimant(s): Leslie Turchi
Claimant Lawyers(s): Kevin J. Deloatch
Respondent(s): Terrance Dewald
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): J. Kirkland Grant, Alice J. Johnson, Michael Lloyd Weisel
Hearing Site: Atlanta, GA
|  | Expungement |
| 08-00530 | 06/04/2009 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Brady J. Hermann
Respondent(s): Charles Griffin
Respondent Lawyers(s): Charles C. Griffin
Arbitrator(s): Michael Lloyd Weisel, Frank Samuel Perri, John E. Baynum
Hearing Site: Raleigh, NC
| | |
| 08-00377 | 10/22/2008 | Claimant(s): Michael Preston
Claimant Lawyers(s): Michael J. Preston
Respondent(s): David Bass, Arena Capital Advisors
Respondent Lawyers(s): David Bass
Arbitrator(s): Thomas C. Looney, Michael Lloyd Weisel, John D. Robb
Hearing Site: Raleigh, NC
| | |
| 06-05400 | 02/22/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eric Rivenbark
Respondent Lawyers(s): Eric Ryan Rivenbark
Arbitrator(s): Timothy J. Wright, Michael Lloyd Weisel, Michael F. Pearl
Hearing Site: Raleigh, NC
| | |
| 05-02051 | 11/14/2007 | Claimant(s): Schumacher Charitable Unitrust, The Schumacher Family Rev. Trust
Claimant Lawyers(s): Lawrence L. Klayman
Respondent(s): Edward Jones, Edward Jones Trust Company
Respondent Lawyers(s): Wendy S. Menghini
Arbitrator(s): Michael Lloyd Weisel, James F. Major, N. John Garcia
Hearing Site: Columbia, SC
| | $0 |
