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FINRA Awards for Thomas C. Looney

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0192405/04/2010Claimant(s): Paul Carey, Victoria Carey
Claimant Lawyers(s): Andrew O. Whiteman
Respondent(s): Genworth Financial Securities Corp.
Respondent Lawyers(s): Matthew H. Hall
Arbitrator(s): Zeb E. Barnhardt, Thomas C. Looney, Karen A. West
Hearing Site: Raleigh, NC
Checkmark Icon$363,010
08-0037710/22/2008Claimant(s): Michael Preston
Claimant Lawyers(s): Michael J. Preston
Respondent(s): David Bass, Arena Capital Advisors
Respondent Lawyers(s): David Bass
Arbitrator(s): Thomas C. Looney, Michael Lloyd Weisel, John D. Robb
Hearing Site: Raleigh, NC

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