| 17-00219 | 04/03/2018 | Claimant(s): Brandon Oliver
Claimant Lawyers(s): Timothy C. Lynch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Jim Geiger, Timothy J. Wright, Ellen F. Kandell
Hearing Site: Baltimore, MD
|  | Expungement |
| 14-01606 | 12/29/2014 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Jay H. Mintz IRA Rollover, Jay H. Mintz Revocable Trust
Respondent Lawyers(s): William Young
Arbitrator(s): Leonard E. Benade, Timothy J. Wright, Lynne T. Albert
Hearing Site: Raleigh, NC
| | Expungement |
| 10-05144 | 03/06/2012 | Claimant(s): Harvey Jester
Claimant Lawyers(s): Andrew O Whiteman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Alise Henry Johnson
Arbitrator(s): Timothy J. Wright, Charles S. Clayton, Denise L. Presley
Hearing Site: Raleigh, NC
| | Expungement |
| 09-03959 | 08/05/2010 | Claimant(s): Phillip Sielatycki
Claimant Lawyers(s): Laura J Wetsch
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Diane C. Fischer
Arbitrator(s): Timothy J. Wright, Charles S. Clayton, Michael J. Pasquale
Hearing Site: Raleigh, NC
| | |
| 05-03614 | 07/25/2008 | Claimant(s): Capital Investment Group.
Claimant Lawyers(s): J. Anthony Penry
Respondent(s): Mark Kyle
Respondent Lawyers(s): Mark D. Kyle
Arbitrator(s): Timothy J. Wright, Mitchell M. Willoughby, John D. Robb
Hearing Site: Raleigh, NC
| | |
| 06-05400 | 02/22/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eric Rivenbark
Respondent Lawyers(s): Eric Ryan Rivenbark
Arbitrator(s): Timothy J. Wright, Michael Lloyd Weisel, Michael F. Pearl
Hearing Site: Raleigh, NC
| | |
