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FINRA Awards for Alise Henry Johnson

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0514403/06/2012Claimant(s): Harvey Jester
Claimant Lawyers(s): Andrew O Whiteman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Alise Henry Johnson
Arbitrator(s): Timothy J. Wright, Charles S. Clayton, Denise L. Presley
Hearing Site: Raleigh, NC
Checkmark IconExpungement

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