Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-03166 | 09/27/2011 | Claimant(s): The Estate of Ruth T. Speight Claimant Lawyers(s): Johanna S. Fowler Respondent(s): Wachovia Securities Financial Network, Wells Fargo Advisors Financial Network, Stephen Thomas, Linden Thomas & Co. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): William W. Marchant, Lynne T. Albert, Rudolph Andrew Bata Hearing Site: Charlotte, NC |  | Expungement |
| 06-04542 | 08/22/2007 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Jason Wands Respondent Lawyers(s): Jason A. Wands Arbitrator(s): William W. Marchant, Frank Samuel Perri, John E. Baynum Hearing Site: Raleigh, NC |