Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02593 | 07/07/2020 | Claimant(s): Stephen Thomas Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Joyce A. Mitchell Hearing Site: Charlotte, NC | ||
| 10-03166 | 09/27/2011 | Claimant(s): The Estate of Ruth T. Speight Claimant Lawyers(s): Johanna S. Fowler Respondent(s): Wachovia Securities Financial Network, Wells Fargo Advisors Financial Network, Stephen Thomas, Linden Thomas & Co. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): William W. Marchant, Lynne T. Albert, Rudolph Andrew Bata Hearing Site: Charlotte, NC |  | Expungement |