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FINRA Awards for Douglas A. Kahle

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0067112/27/2011Claimant(s): Barclays Capital.
Claimant Lawyers(s): Andrea Block
Respondent(s): Felipe Coello, Tom Kalaris
Respondent Lawyers(s): Andrea Block, Douglas A. Kahle
Arbitrator(s): Jack Stein, Ellen J. Abrams, Paul J. Burkhart
Hearing Site: Ft. Lauderdale, FL
10-0285312/02/2011Claimant(s): Daniel Losito
Claimant Lawyers(s): Douglas A. Kahle
Respondent(s): Dennis Encapera, Felix Ajegbo, GoNow Securities.
Respondent Lawyers(s): Dennis Paul Encapera, Ephraim O. Obi
Arbitrator(s): George J. Blutstein, Richard J. Kaplan, Michael Edward Geringer
Hearing Site: Boca Raton, FL
10-0142809/07/2011Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Andrea Perry Block
Respondent(s): Edelmiro Hernandez, Jack Petersen, Tom Kalaris
Respondent Lawyers(s): Andrea Perry Block, Douglas A. Kahle
Arbitrator(s): Robert A. Fabricant, Cindy L. Anderson, Barry David Thorpe
Hearing Site: Miami, FL

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