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FINRA Awards for Barclays Capital.

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0014109/26/2022Claimant(s): Fatima Menou
Claimant Lawyers(s): Scott Doherty
Respondent(s): Rohit Chaku, Xiao Huang, Barclays Capital.
Respondent Lawyers(s): Victoria Sloan Lin
Arbitrator(s): Robert J. Kheel, Leona Beane, Steven Gary Leventhal
Hearing Site: New York, NY
16-0223912/08/2016Claimant(s): Barclays Capital.
Claimant Lawyers(s): G. Wayne Hillis
Respondent(s): Diego Canalda
Respondent Lawyers(s): Diego Canalda
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Miami, FL
11-0067112/27/2011Claimant(s): Barclays Capital.
Claimant Lawyers(s): Andrea Block
Respondent(s): Felipe Coello, Tom Kalaris
Respondent Lawyers(s): Andrea Block, Douglas A. Kahle
Arbitrator(s): Jack Stein, Ellen J. Abrams, Paul J. Burkhart
Hearing Site: Ft. Lauderdale, FL
08-0300101/05/2010Claimant(s): Jarod Winters
Claimant Lawyers(s): David Kleinmann
Respondent(s): Barclays Capital.
Respondent Lawyers(s): John F. Fullerton
Arbitrator(s): Larry A. Kimmel, Keely D. Parr, John G. Kennedy
Hearing Site: New York, NY
06-0260205/22/2008Claimant(s): James Parascandola
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Barclays Capital.
Respondent Lawyers(s): Nicolas Bourtin
Arbitrator(s): John J. Lynch, Ivan W. Harper, David Kramer
Hearing Site: New York, NY

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