| 23-00708 | 01/29/2024 | Claimant(s): John Burnham
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Leona Beane, David John Reilly, Lauren Mintzer
Hearing Site: New York, NY
| | |
| 23-00406 | 10/19/2023 | Claimant(s): Christopher Ortiz
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Leona Beane, Gerald M. Levine, Matthew Anthony Tenteromano
Hearing Site: New York, NY
| | |
| 20-03548 | 12/27/2022 | Claimant(s): Jack C. Louis Trust
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): BB&T Securities
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Veera V. Konka, Leona Beane, Amy Jill Baranoff
Hearing Site: New York, NY
|  | Expungement |
| 21-00141 | 09/26/2022 | Claimant(s): Fatima Menou
Claimant Lawyers(s): Scott Doherty
Respondent(s): Rohit Chaku, Xiao Huang, Barclays Capital.
Respondent Lawyers(s): Victoria Sloan Lin
Arbitrator(s): Robert J. Kheel, Leona Beane, Steven Gary Leventhal
Hearing Site: New York, NY
| | |
| 21-01831 | 04/13/2022 | Claimant(s): Thomas Rimini
Claimant Lawyers(s): Thomas Rimini
Respondent(s): J.P. Morgan Securities, Bear Stearns Asset Management Inc.
Respondent Lawyers(s): Eric K. Hildenbrand, Steven J. Pearlman
Arbitrator(s): Laura Carraher, Michael S. Lazan, Leona Beane
Hearing Site: New York, NY
| | |
| 18-01782 | 02/17/2022 | Claimant(s): Alicia Cabouli
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Leona Beane, Robin H. Gise, Regina Waynes Joseph
Hearing Site: New York, NY
| | |
| 20-01798 | 09/15/2021 | Claimant(s): Elvie Moore, Esther Buckram, Maureen Dowe
Claimant Lawyers(s): Max Folkenflik
Respondent(s): Eric Schwimmer, Prudential Financial.
Respondent Lawyers(s): Vincent A. Sama
Arbitrator(s): Leona Beane, Linda J. Baer, Noah Jonathan Hanft
Hearing Site: New York, NY
| | |
| 19-03441 | 12/18/2020 | Claimant(s): John Miller
Claimant Lawyers(s): Andrew J. Rodgers
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Leona Beane, Amy Jill Baranoff, Patricia Kathleen Costello
Hearing Site: New York, NY
| | $0 |
| 17-02322 | 07/25/2019 | Claimant(s): Peter Lobrutto
Claimant Lawyers(s): Darryl J. Bouganim
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Theodore R. Bynum
Arbitrator(s): Anthony Michael Sabino, Leona Beane, Emily Diamond
Hearing Site: New York, NY
| | Expungement |
| 16-00807 | 04/11/2017 | Claimant(s): Laura Champine
Claimant Lawyers(s): Debra L. Raskin
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Alice J. P. Lee-Getman, Leona Beane, John D. Nagy
Hearing Site: New York, NY
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