| 17-01654 | 07/08/2019 | Claimant(s): Maria DeGennaro
Claimant Lawyers(s): Kristen N. Sinnott
Respondent(s): Brian Vail
Respondent Lawyers(s): Steven E. Losquadro
Arbitrator(s): Ellyn S. Roth, Mariane A. Liebowitz, John D. Nagy
Hearing Site: New York, NY
| | |
| 18-03240 | 04/03/2019 | Claimant(s): Angela Siegel, The Siegel and Reichek Family Irrevocabl
Claimant Lawyers(s): Jeffrey I. Baum
Respondent(s): Ameriprise Financial Services., Joel Goodman
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): John D. Nagy
Hearing Site: New York, NY
|  | $0 |
| 16-03361 | 03/15/2019 | Claimant(s): Jamarr Delauney
Claimant Lawyers(s): Matthew J. McDonald
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Thomas Allan Dubbs, John D. Nagy, Serge Krimnus
Hearing Site: New York, NY
| | |
| 18-01931 | 01/10/2019 | Claimant(s): David Powers
Claimant Lawyers(s): Jon Andrew Jacobson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): T.R. Bynum
Arbitrator(s): John D. Nagy
Hearing Site: New York, NY
| | |
| 18-02460 | 12/20/2018 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Kim M Monchik
Respondent(s): Joseph Todaro
Respondent Lawyers(s): Joseph Paul Todaro
Arbitrator(s): John D. Nagy
Hearing Site: New York, NY
| | |
| 16-00807 | 04/11/2017 | Claimant(s): Laura Champine
Claimant Lawyers(s): Debra L. Raskin
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Alice J. P. Lee-Getman, Leona Beane, John D. Nagy
Hearing Site: New York, NY
| | |
| 13-00737 | 10/21/2014 | Claimant(s): Moche Hachamovitch, Sabi Trust U/T/A DTD 2/17/2009
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley Smith Barney
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Boyd H. Scheff, John D. Nagy, Karen Ann Kowarsky
Hearing Site: New York, NY
| | Expungement |
| 09-07082 | 02/02/2011 | Claimant(s): Juliana Attwood
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Hapoalim Securities USA.
Respondent Lawyers(s): Donald N. Cohen
Arbitrator(s): Anna M. Fanelli, Donald Raymond McNally, John D. Nagy
Hearing Site: New York, NY
| | |
| 08-04122 | 01/23/2009 | Claimant(s): Neuberger Berman Management LLC
Claimant Lawyers(s): Jonathan C. Thau
Respondent(s): Jeffrey Tucker, RBC Capital Markets LLC, Seamus Monschein, Shari Mason, Steven Mascitelli
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): Milton M. Stein, Robert Bartels, John D. Nagy
Hearing Site: New York, NY
| | |
