Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02604 | 03/25/2019 | Claimant(s): Kathy Engberg Claimant Lawyers(s): Kathy Engberg Respondent(s): Wells Fargo Advisors, Richard Dunagan Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Frank M. Romano, Thomas A. Martin, Eric R. Benton Hearing Site: Houston, TX |  | $0 |
| 18-01931 | 01/10/2019 | Claimant(s): David Powers Claimant Lawyers(s): Jon Andrew Jacobson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): T.R. Bynum Arbitrator(s): John D. Nagy Hearing Site: New York, NY | ||
| 17-00841 | 10/08/2018 | Claimant(s): Austin Wambold, James Wambold, Susan Wambold Claimant Lawyers(s): Lars K Soreide Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Donald N. Tolin, Jonathan B. Gilbert, James Edward Nash Hearing Site: Omaha, NE | | Expungement |
| 17-01897 | 08/06/2018 | Claimant(s): Dawn Gray Claimant Lawyers(s): Dawn Gray Respondent(s): Jason Exley, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Gerald W. Hepp Hearing Site: Minneapolis, MN | | Expungement |
| 16-02423 | 07/10/2018 | Claimant(s): Victor Novelli Claimant Lawyers(s): Raymond J Falzone Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Gordon M. Wase, George Aleman, Timothy Nolan Donahue Hearing Site: Philadelphia, PA | | Expungement |
| 17-02745 | 05/09/2018 | Claimant(s): James Vreeland, Robert K. Lewis Irrevocable Trust Claimant Lawyers(s): James P. Vreeland, Pandora Vreeland Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Langfred W. White Hearing Site: Nashville, TN | | Dismissed by Rule 12206 |
| 17-01341 | 03/08/2018 | Claimant(s): Mahnaz Daniali Claimant Lawyers(s): Mahnaz Daniali Respondent(s): Daniel Halsne, Wells Fargo Advisors Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Peter H. Daly Hearing Site: Seattle, WA | | $117 |
| 15-02700 | 10/13/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): T.R. Bynum Respondent(s): John Boston Respondent Lawyers(s): John Boston Arbitrator(s): Edward W. Morris Hearing Site: Newark, NJ | ||
| 16-02988 | 04/20/2017 | Claimant(s): The Estate Of T Florida Seneca Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Peter L. Michaelson Hearing Site: Newark, NJ | | Dismissed by Rule 12206 |