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FINRA Awards for David Powers

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0193101/10/2019Claimant(s): David Powers
Claimant Lawyers(s): Jon Andrew Jacobson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): T.R. Bynum
Arbitrator(s): John D. Nagy
Hearing Site: New York, NY
16-0332206/30/2017Claimant(s): Andrew Zentmayer, David Powers, Marc Morell
Claimant Lawyers(s): Alex J. Rosenthal
Respondent(s): Kristen Dobkowski
Respondent Lawyers(s): Steven D. Toskes
Arbitrator(s): Mark C. Perry, Gilbert A. Schnirman, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
Expungement
10-0333505/31/2012Claimant(s): Lionel Winograd
Claimant Lawyers(s): Lionel Winograd
Respondent(s): David Powers, Citigroup Global Markets., Lisa Brandes
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Sheldon M. Finkelstein, Donald C. Geiszler, Edith M. Novack
Hearing Site: Newark, NJ
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