| 16-03322 | 06/30/2017 | Claimant(s): Andrew Zentmayer, David Powers, Marc Morell
Claimant Lawyers(s): Alex J. Rosenthal
Respondent(s): Kristen Dobkowski
Respondent Lawyers(s): Steven D. Toskes
Arbitrator(s): Mark C. Perry, Gilbert A. Schnirman, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-01979 | 02/03/2017 | Claimant(s): Veronica Lopez-Lopez
Claimant Lawyers(s): Benjamin J . Biard
Respondent(s): UBS International Inc.
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Jonathan H. Parker, Barry David Thorpe, Jeanne Charles Wood
Hearing Site: Miami, FL
| | Expungement |
| 14-02729 | 10/28/2016 | Claimant(s): Kazia Bekins
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Paul R. Harris
Arbitrator(s): Randy R. Freedman, S. William Gersten, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
| | |
| 11-02121 | 01/28/2014 | Claimant(s): Lois T. Morse Revocable Trust, Norman B. Morse Revocable Trust
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): J.P. Morgan Securities LLC
Respondent Lawyers(s): Evelyn Bukchin
Arbitrator(s): James W. Geiger, Edward R. Niederriter, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
|  | Expungement |
| 11-03579 | 03/08/2013 | Claimant(s): Barbara LaVerde, Ronald LaVerde, Barbara A. LaVerda Rev. Trust, Ronald J. Laverde Rev. Trust
Claimant Lawyers(s): Scott Konopka
Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., Thomas Barnwell
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Marc T. Danon, Sydney E. Blum, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-05078 | 08/28/2012 | Claimant(s): MorseLife Foundation.
Claimant Lawyers(s): Steven M. Katzman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Bank & Trust Company, FSB
Respondent Lawyers(s): Richard L. Martens
Arbitrator(s): Roy B. Gonas, Jeanne Charles Wood, Sidney Turner
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-06457 | 02/22/2012 | Claimant(s): Robert Locher
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Holly J. Sutton
Arbitrator(s): Linda M. Granata, James W. Geiger, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
| | Expungement |
| 08-01366 | 01/30/2009 | Claimant(s): David Mer
Claimant Lawyers(s): David Mer
Respondent(s): Daniel Bellino, Fred Cornett, Morgan Stanley & Co.
Respondent Lawyers(s): Doreen S. Young
Arbitrator(s): Bernard S. Carrey, William R. Alheim, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
| | $525 |
