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FINRA Awards for Steven M. Katzman

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0507808/28/2012Claimant(s): MorseLife Foundation.
Claimant Lawyers(s): Steven M. Katzman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Bank & Trust Company, FSB
Respondent Lawyers(s): Richard L. Martens
Arbitrator(s): Roy B. Gonas, Jeanne Charles Wood, Sidney Turner
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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