| 22-01974 | 03/04/2024 | Claimant(s): James Zahringer
Claimant Lawyers(s): Matthew L. Jones
Respondent(s): Raymond James & Associates.
Respondent Lawyers(s): Jordan D. Maglich
Arbitrator(s): Steven N. Ainbinder, Eugene D. Mirabello, Sidney Turner
Hearing Site: Boca Raton, FL
| | |
| 16-02742 | 05/09/2019 | Claimant(s): Corey Daniels
Claimant Lawyers(s): Corey Darnell Daniels
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Allen Kilik, Jon Stanley Spisiak, Sidney Turner
Hearing Site: Boca Raton, FL
| | |
| 17-01603 | 01/24/2019 | Claimant(s): Kathleen Wallace, William Wallace, Wallace Risk Management Inc.
Claimant Lawyers(s): Scott J. Link
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Perry Earl Phillips, Sidney Turner, Martin I Jaffe
Hearing Site: Boca Raton, FL
|  | Expungement |
| 17-02874 | 11/29/2018 | Claimant(s): ODS Capital LLC
Claimant Lawyers(s): Jo Ann Palchak
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Mark C. Perry, Sidney Turner, Ronald Stephen Robins
Hearing Site: Boca Raton, FL
| | $36,869 |
| 13-01678 | 03/25/2015 | Claimant(s): James P. Barry Flite Trust dtd 12/31/01
Claimant Lawyers(s): Robert J. Harvey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Martin M. Van Luven, Marvin S. Lava, Sidney Turner
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-03445 | 05/31/2013 | Claimant(s): Louis J. Alimena, Trustee
Claimant Lawyers(s): William H Champlin
Respondent(s): Michael Barron
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): David M. Levine, Martin M. Van Luven, Sidney Turner
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-05078 | 08/28/2012 | Claimant(s): MorseLife Foundation.
Claimant Lawyers(s): Steven M. Katzman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Bank & Trust Company, FSB
Respondent Lawyers(s): Richard L. Martens
Arbitrator(s): Roy B. Gonas, Jeanne Charles Wood, Sidney Turner
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-02321 | 10/12/2011 | Claimant(s): Lillian Valinsky Revocable Trust
Claimant Lawyers(s): Leonard P. Haberman
Respondent(s): Michael Ryan, Prime Capital Services.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Harvey Alan Blicksilver, James Conrad Sankpill, Sidney Turner
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-06246 | 07/19/2011 | Claimant(s): Ben Pivnick, The Ben Pivnick Revocable Living Trust
Claimant Lawyers(s): Michael P. Amad
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): James W. Geiger, Eugene D. Mirabello, Sidney Turner
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-02981 | 05/07/2010 | Claimant(s): Barbara Minsky, Edwin Minsky, Barbara Minsky Trust, Edwin Minsky Trust
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): James D. McDonald, Mauricio Arcadier, Sidney Turner
Hearing Site: Boca Raton, FL
| | $40,200 |
