| 23-02622 | 03/20/2024 | Claimant(s): Keith Singer
Claimant Lawyers(s): Adam D Palmer
Respondent(s): Kovack Securities Inc
Respondent Lawyers(s): Amy S. Towle
Arbitrator(s): Jack Stein, Morton S. Bunis, Martin I Jaffe
Hearing Site: Boca Raton, FL
| | |
| 20-03928 | 03/24/2023 | Claimant(s): ODS Capital
Claimant Lawyers(s): Jo Ann Palchak
Respondent(s): Pershing LLC, Celadon Financial Group, Merrill Lynch Professional Clearing Corp
Respondent Lawyers(s): Brian F. Amery, Lawrence Portnoy, Ronald Shindler
Arbitrator(s): George G. Kurschner, Milena Domenica Macias, Martin I Jaffe
Hearing Site: Boca Raton, FL
|  | $0 |
| 19-00926 | 05/28/2021 | Claimant(s): Spartan Securities Group, Ltd.
Claimant Lawyers(s): Patricia A Leonard
Respondent(s): Gregory Garrabrants, Scott Reynolds, Axos Clearing LLC, SRR Fortress Capital
Respondent Lawyers(s): Adam C. Ford, Polly Towill
Arbitrator(s): Steven R. Reininger, John H. Foster, Martin I Jaffe
Hearing Site: Boca Raton, FL
| | |
| 17-01603 | 01/24/2019 | Claimant(s): Kathleen Wallace, William Wallace, Wallace Risk Management Inc.
Claimant Lawyers(s): Scott J. Link
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Perry Earl Phillips, Sidney Turner, Martin I Jaffe
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-03397 | 01/11/2019 | Claimant(s): Ana Bury, Ana Sepulveda, Ernest Bury Sepulveda, John Bury Garcia, John Bury Sepulveda, Mattew Bury Lugo, Patricia Bury Lugo, The Estate of John L. Bury Teasdale
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez-Freire, Peter G. Neiman, Roberto C. Quinones
Arbitrator(s): James W. Geiger, Christine L. Stetson, Martin I Jaffe
Hearing Site: San Juan, PR
| | Expungement |
