| 23-02622 | 03/20/2024 | Claimant(s): Keith Singer
Claimant Lawyers(s): Adam D Palmer
Respondent(s): Kovack Securities Inc
Respondent Lawyers(s): Amy S. Towle
Arbitrator(s): Jack Stein, Morton S. Bunis, Martin I Jaffe
Hearing Site: Boca Raton, FL
| | |
| 12-04265 | 03/13/2015 | Claimant(s): Laidlaw & Company (Uk) LTD.
Claimant Lawyers(s): Ross David Carmel
Respondent(s): Matthew Turner, Michael Moore
Respondent Lawyers(s): Matthew Turner, Michael T. Moore
Arbitrator(s): Jack Stein, John J. Hearn, Richard W. Epstein
Hearing Site: Boca Raton, FL
| | |
| 14-00320 | 03/02/2015 | Claimant(s): Donald Bianco
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Liana Dobarganes
Respondent Lawyers(s): Dennis Fano
Arbitrator(s): Jack Stein, Alice J. Johnson, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-02067 | 05/30/2014 | Claimant(s): Noble Financial Capital Markets
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Ascendiant Capital Markets, Ascendiant Securities
Respondent Lawyers(s): Brian A. Lebrecht
Arbitrator(s): Jack Stein, James D. McDonald, Steven M. Greenbaum
Hearing Site: Boca Raton, FL
| | |
| 11-00422 | 11/13/2013 | Claimant(s): Randy Maslow
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Katherine M. Jensen
Arbitrator(s): Jack Stein, Steven Gerard Goerke, Richard Carl Smukler
Hearing Site: Boca Raton, FL
|  | $0 |
| 11-04592 | 02/20/2013 | Claimant(s): John Herl
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): John Greer
Respondent Lawyers(s): John Michael Greer
Arbitrator(s): Jack Stein, James W. Geiger, Daniel P. Lund
Hearing Site: Ft. Lauderdale, FL
| | $390,800 |
| 11-00671 | 12/27/2011 | Claimant(s): Barclays Capital.
Claimant Lawyers(s): Andrea Block
Respondent(s): Felipe Coello, Tom Kalaris
Respondent Lawyers(s): Andrea Block, Douglas A. Kahle
Arbitrator(s): Jack Stein, Ellen J. Abrams, Paul J. Burkhart
Hearing Site: Ft. Lauderdale, FL
| | |
| 06-05156 | 04/02/2008 | Claimant(s): Carlos Robledo
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Jack Stein, Richard S. Herman, Marshall Scott Milinski
Hearing Site: Boca Raton, FL
| | $8,536 |
| 07-02020 | 02/22/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Vanessa Rivera-Laboy
Respondent Lawyers(s): Vanessa Rivera-Laboy
Arbitrator(s): Jack Stein
Hearing Site: San Juan, PR
| | |
