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FINRA Awards for Noble Financial Capital Markets

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0206705/30/2014Claimant(s): Noble Financial Capital Markets
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Ascendiant Capital Markets, Ascendiant Securities
Respondent Lawyers(s): Brian A. Lebrecht
Arbitrator(s): Jack Stein, James D. McDonald, Steven M. Greenbaum
Hearing Site: Boca Raton, FL
11-0380704/08/2013Claimant(s): Robert K. Miller Roth IRA
Claimant Lawyers(s): Leonard P. Haberman
Respondent(s): Noble Financial Capital Markets
Respondent Lawyers(s): Peter Jung
Arbitrator(s): Harvey Alan Blicksilver
Hearing Site: Boca Raton, FL
Checkmark Icon$36,753

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