| 16-02532 | 06/07/2017 | Claimant(s): Jacqueline L. Bowers Roth IRA, PBS Living Trust
Claimant Lawyers(s): Darlene Pasieczny
Respondent(s): Aaron Brodt, Janet Ross, Wayne Miiller, Accelerated Capital Group, Ashton Thomas Private Wealth
Respondent Lawyers(s): Brian A. Lebrecht, Mark D. Chester
Arbitrator(s): Deana S. Peck, Loren Scott Buell, Roger A. Geddes
Hearing Site: Phoenix, AZ
|  | Expungement |
| 12-02067 | 05/30/2014 | Claimant(s): Noble Financial Capital Markets
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Ascendiant Capital Markets, Ascendiant Securities
Respondent Lawyers(s): Brian A. Lebrecht
Arbitrator(s): Jack Stein, James D. McDonald, Steven M. Greenbaum
Hearing Site: Boca Raton, FL
| | |
| 13-00962 | 04/01/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Bahram Mirhashemi
Respondent Lawyers(s): Brian A. Lebrecht
Arbitrator(s): John Alen DeRosa, David L. Maislen, Keith Schulner
Hearing Site: Los Angeles, CA
| | |
| 12-04191 | 02/06/2014 | Claimant(s): Negotiart of America.
Claimant Lawyers(s): David E. Robbins
Respondent(s): Sean Spearman, Ascendiant Capital Markets
Respondent Lawyers(s): Brian A. Lebrecht
Arbitrator(s): Erwin Jay Shustak, Brian Boru Torsney, Traci Lynn Sherrod
Hearing Site: San Diego, CA
| | $510,890 |
