14-00323 | 06/09/2015 | Claimant(s): Sean Berton Claimant Lawyers(s): Vincent D. Slavens Respondent(s): Chris Meacham, Cornerstone Wealth Management Respondent Lawyers(s): Steve Young Arbitrator(s): Erwin Jay Shustak, Mandel E. Himelstein, Otis E. Hackett Hearing Site: San Diego, CA
| | $176,750 |
12-04191 | 02/06/2014 | Claimant(s): Negotiart of America. Claimant Lawyers(s): David E. Robbins Respondent(s): Sean Spearman, Ascendiant Capital Markets Respondent Lawyers(s): Brian A. Lebrecht Arbitrator(s): Erwin Jay Shustak, Brian Boru Torsney, Traci Lynn Sherrod Hearing Site: San Diego, CA
| | $510,890 |
08-04786 | 02/16/2010 | Claimant(s): Christopher Cohn, Laurens Rhinelander, Simon Lewis Claimant Lawyers(s): Erwin Shustak Respondent(s): UBS Securities LLC, UBS Financial Services Inc. Respondent Lawyers(s): Andrew J. Ceresney Arbitrator(s): Anatoly "Tony" Zuban, Deanna Margaret Veitia, Michael D. Briggs Hearing Site: San Diego, CA
| | |
07-03120 | 09/12/2008 | Claimant(s): Anita Wood Claimant Lawyers(s): Arthur S. Leider Respondent(s): Lance Pelky, ING Financial Partners. Respondent Lawyers(s): Sam Y. Edgerton Arbitrator(s): Gunnar Thowsen, Erwin Jay Shustak, Sally G. Williams Hearing Site: San Diego, CA
| | Dismissed by Rule 12206 |