| 18-02378 | 01/23/2019 | Claimant(s): Eric Schindler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation, United Pacific Securities.
Respondent Lawyers(s): Scott Forbush, Thomas C. Altfillisch
Arbitrator(s): Mandel E. Himelstein
Hearing Site: Dallas, TX
| | |
| 17-02770 | 12/11/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): Guillermo Valladolid
Respondent Lawyers(s): Guillermo William Valladolid
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
| | |
| 18-02209 | 12/07/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Frank Bethan
Respondent Lawyers(s): Frank Daniel Bethan
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
| | |
| 18-00480 | 12/03/2018 | Claimant(s): Charles Duncan
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
| | |
| 18-01272 | 10/29/2018 | Claimant(s): Timothy Sullivan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, Alamo Capital
Respondent Lawyers(s): Allison Kent-Aster, Bradley A. Fishman
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
| | |
| 16-03121 | 05/22/2018 | Claimant(s): Terri Greenamyer Revocable Tr dtd 5/8/92
Claimant Lawyers(s): Vincent D. Slavens
Respondent(s): Wedbush Securities Inc., Karen Brady
Respondent Lawyers(s): John Stenson
Arbitrator(s): Mandel E. Himelstein, Evan A. Gould, Lei-Chala Indee Wilson
Hearing Site: San Diego, CA
|  | Expungement |
| 17-02859 | 02/28/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Theodore Tadeusiak
Respondent Lawyers(s): Theodore James Tadeusiak
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
| | |
| 15-01127 | 10/10/2016 | Claimant(s): Lisa Cooper, Trevor Cooper
Claimant Lawyers(s): D. Daxton White
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): William L. Merkin, Mandel E. Himelstein, John M Wilson
Hearing Site: San Diego, CA
| | Expungement |
| 13-01867 | 09/25/2015 | Claimant(s): Larry English
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Fuad Ahmed, Jinesh Brahmbhatt, Success Trade Securities.
Respondent Lawyers(s): Fuad Ahmed, Jinesh Pravin Brahmbhatt
Arbitrator(s): Deanna J. Johnson, Mandel E. Himelstein, Virginia H. Gaburo
Hearing Site: San Diego, CA
| | $270,180 |
| 14-00323 | 06/09/2015 | Claimant(s): Sean Berton
Claimant Lawyers(s): Vincent D. Slavens
Respondent(s): Chris Meacham, Cornerstone Wealth Management
Respondent Lawyers(s): Steve Young
Arbitrator(s): Erwin Jay Shustak, Mandel E. Himelstein, Otis E. Hackett
Hearing Site: San Diego, CA
| | $176,750 |
