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FINRA Awards for Thomas C. Altfillisch

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0237801/23/2019Claimant(s): Eric Schindler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation, United Pacific Securities.
Respondent Lawyers(s): Scott Forbush, Thomas C. Altfillisch
Arbitrator(s): Mandel E. Himelstein
Hearing Site: Dallas, TX

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