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FINRA Awards for Guillermo William Valladolid

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0277012/11/2018Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): Guillermo Valladolid
Respondent Lawyers(s): Guillermo William Valladolid
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA

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