Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01429 | 08/21/2019 | Claimant(s): Harry Paez Claimant Lawyers(s): Harry Paez Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): James A. Bush, John M Wilson, Thomas L. Marshall Hearing Site: San Diego, CA | ||
| 15-01127 | 10/10/2016 | Claimant(s): Lisa Cooper, Trevor Cooper Claimant Lawyers(s): D. Daxton White Respondent(s): LPL Financial LLC Respondent Lawyers(s): David J. Freniere Arbitrator(s): William L. Merkin, Mandel E. Himelstein, John M Wilson Hearing Site: San Diego, CA |  | Expungement |
| 12-03030 | 04/21/2014 | Claimant(s): Claimant Lawyers(s): Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Respondent Lawyers(s): Andrew R. Livingston Arbitrator(s): Evan A. Gould, John Goodrich, John M Wilson Hearing Site: San Diego, CA |