Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-02527 | 03/25/2015 | Claimant(s): Richard Simpson Claimant Lawyers(s): Sylvia M. Scott Respondent(s): Helen James, Helen James Living Trust Respondent Lawyers(s): Helen James Arbitrator(s): James D. Knotter, John Goodrich, Steven F. Bernstein Hearing Site: San Diego, CA | Expungement | |
| 12-03030 | 04/21/2014 | Claimant(s): Claimant Lawyers(s): Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Respondent Lawyers(s): Andrew R. Livingston Arbitrator(s): Evan A. Gould, John Goodrich, John M Wilson Hearing Site: San Diego, CA | ||
| 09-05650 | 09/20/2010 | Claimant(s): Martha Campbell, Martha C. Campbell Rollover IRA Claimant Lawyers(s): Bradd L. Milove Respondent(s): Kevin Williams, Asset Management Strategies, North Global Securities., North Wealth Management Company Respondent Lawyers(s): A. Kipp Williams, Kevin A. Williams Arbitrator(s): Lester G. Stiel, John Goodrich, Daniel A. Seiver Hearing Site: San Diego, CA |  | $641,050 |