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FINRA Awards for Andrew R. Livingston

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0171305/18/2023Claimant(s): Steven Zhou
Claimant Lawyers(s): Samantha Pastor
Respondent(s): JMP Securities LLC
Respondent Lawyers(s): Andrew R. Livingston
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
13-0285204/28/2015Claimant(s): Corinne Fond
Claimant Lawyers(s): Jonah A. Toleno
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Respondent Lawyers(s): Andrew R. Livingston
Arbitrator(s): Harvey C. Flodin, Mark R. Lee, Jo-Ann C. Little
Hearing Site: San Diego, CA
12-0303004/21/2014Claimant(s):
Claimant Lawyers(s):
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Respondent Lawyers(s): Andrew R. Livingston
Arbitrator(s): Evan A. Gould, John Goodrich, John M Wilson
Hearing Site: San Diego, CA

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