Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01429 | 08/21/2019 | Claimant(s): Harry Paez Claimant Lawyers(s): Harry Paez Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): James A. Bush, John M Wilson, Thomas L. Marshall Hearing Site: San Diego, CA | ||
| 10-00801 | 04/04/2012 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Samuel E. Endicott Respondent(s): David Chapman, Paul Clayton, Sheri Chapman, Sherry West, EPWM Group. Respondent Lawyers(s): Brian S. Harnikorate Officer, Michael P. McCloskey, Michael T. Conway Arbitrator(s): Harvey C. Flodin, Guenter S. Cohn, James A. Bush Hearing Site: San Diego, CA | ||
| 08-00696 | 05/12/2009 | Claimant(s): James Lassiter Claimant Lawyers(s): Thomas E. Wenbourne Respondent(s): Matthew Murphy, Wamu Investments. Respondent Lawyers(s): Steven J. Barnes Arbitrator(s): Harvey C. Flodin, James A. Bush, Duane Ted Wolfe Hearing Site: San Diego, CA |  | $10,375 |