Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-00801 | 04/04/2012 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Samuel E. Endicott Respondent(s): David Chapman, Paul Clayton, Sheri Chapman, Sherry West, EPWM Group. Respondent Lawyers(s): Brian S. Harnikorate Officer, Michael P. McCloskey, Michael T. Conway Arbitrator(s): Harvey C. Flodin, Guenter S. Cohn, James A. Bush Hearing Site: San Diego, CA | ||
| 07-03016 | 08/14/2008 | Claimant(s): H.C. Wainwright & Co.. Claimant Lawyers(s): Michael Stolper Respondent(s): Legent Clearing LLC Respondent Lawyers(s): Michael P. McCloskey Arbitrator(s): Rhonda S. McCarthy, James A. Ricketts, Douglas A. Spier Hearing Site: Omaha, NE |