Potomac Analytics' Logo

FINRA Awards for Rhonda S. McCarthy

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0127508/07/2023Claimant(s): Ray Nuss
Claimant Lawyers(s): Ray Nuss
Respondent(s): Edward Jones
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Rhonda S. McCarthy, Leonard Arthur Nelson, Troy J. Bird
Hearing Site: Omaha, NE
Checkmark IconDismissed by Rule 12212
07-0301608/14/2008Claimant(s): H.C. Wainwright & Co..
Claimant Lawyers(s): Michael Stolper
Respondent(s): Legent Clearing LLC
Respondent Lawyers(s): Michael P. McCloskey
Arbitrator(s): Rhonda S. McCarthy, James A. Ricketts, Douglas A. Spier
Hearing Site: Omaha, NE
06-0540310/11/2007Claimant(s): Elizabeth deStwollinski, Lance deStwolinski, Lance deStwolinski Revocable Trust
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Michael P. Manly
Arbitrator(s): Rhonda S. McCarthy, Frederick S. Cassman, Lawrence P. McLellan
Hearing Site: Omaha, NE
Checkmark Icon$0

3 Results

Display: